Compliance Risk Manager Senior

Company: USAA
Location: Richardson
Posted on: March 25, 2020

Job Description:

Purpose of JobThe Compliance Risk Manager Senior will perform Quality Reviews for the Issue Management Program Office (IMPO) Member Remediation team. This is an opportunity to use your leadership strengths to influence and drive a key initiative while strategically infusing risk and compliance knowledge into a sustainable and effective program. The Compliance Risk Manager Senior will provide oversight to verify proper execution, thorough documentation, and promote timely issue closure. This role may perform forensic validation of member remediation action plans to identify opportunities and make recommendations in an evolving, maturing process to foster continuous improvement.

Provides second-line independent oversight and guidance regarding business products, services, and processes through a compliance framework to ensure they are executed in accordance with regulatory requirements. In partnership with the business and key stakeholders, continuously drives a strong culture of compliance and demonstrates integrity and professional judgment in protecting the interests of USAA and its members.Job Requirements

• Provides guidance to the business to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy and standard.
• Synthesizes analyses, identifies root cause(s) of potential compliance risk, provides recommendations that influence business solutions and validates resolution.
• Performs quality reviews of Member Remediation Action Plans, including re-performance validation as necessary.
• Conveys information and conclusion clearly, concisely, logically and in an organized manner.
• Executes compliance risk management activities in accordance with enterprise compliance standards.
• Serves as a resource to team members on escalated issues.Minimum Requirements:
  • Bachelor's degree Or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree.
  • 6 or more years relevant work experience in compliance, risk, or audit function.
  • Demonstrated experience working in a highly regulated environment.
  • Advanced knowledge in a specific area of compliance laws, regulations and regulatory expectations.
  • Demonstrated ability to apply advanced knowledge of regulatory compliance to consult and provide insight and guidance.
  • Advanced knowledge of Microsoft Office tools to include Word, Excel and PowerPoint.*Qualifications may warrant placement in a different job level*When you apply for this position, you will be required to answer some initial questions. This will take approximately 5 minutes. Once you begin the questions you will not be able to finish them at a later time and you will not be able to change your responses.Preferred Experience:
    • Demonstrated knowledge of the core Enterprise businesses (P&C, Bank and Life).
    • Experience with consumer remediation or restitution identification, planning, execution, and/or validation.
    • Compliance Risk Management, Audit, Testing or Supervisory experience.
    • Knowledge of consumer protection regulations for a financial institution or other highly regulated business.
    • Experience with Issue Management processes, and/or other related enterprise processes (Complaints, Sales Practices, Member Relations, etc.).
    • Proven ability to produce compliance risk reporting and trending to executive committee and key stakeholders.
    • Project management experience and ability to influence and mobilize stakeholder change to achieve business objectives.
    • MBA or J.D.Relocation assistance is notavailable for this position.The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.Must complete 12 months in current position (from date of hire or date of placement), or must have manager s approval prior to posting.Last day to apply to the opening is 03/08/20 by 11:59 pm CST time.

Keywords: USAA, Richardson , Compliance Risk Manager Senior, Executive , Richardson, Texas